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Audit-Readiness

AI governance auditing for financial institutions, anchored to Microsoft Purview Audit, Defender for Cloud Apps, and Sentinel

10 min read

AI Governance Auditing for Financial Institutions: The Microsoft Purview + Sentinel Quarterly Cycle

In This Article Why AI Governance Auditing Matters Now What an AI Governance Audit Actually Covers The Microsoft 365 Logging Surface for Copilot...

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Microsoft-branded hero image for ABT blog article: Tech Due Diligence for Fintech Mortgage Startups: An MSP's Perspective. Banks, credit unions, and mortgage companies.

13 min read

Tech Due Diligence on Fintech Vendors: What Examiners Now Expect

The OCC, Federal Reserve, and FDIC unified third-party risk management under a single interagency standard on June 6, 2023. Three years later,...

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11 min read

Financial Compliance Made Simple: M365 Self-Audit Guide

In This Article Why a Quarterly Self-Audit Pays Off The Regulatory Pressure Behind Self-Audits The Five-Pillar Microsoft 365 Self-Audit Framework A...

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Always audit-ready with Encompass and Calyx plus Microsoft 365 Purview Audit for mortgage lenders

15 min read

Always Audit-Ready: Using Encompass & Calyx to Keep Compliance Locked Down

In This Article Audit Readiness Is a Daily Discipline, Not a Quarterly Scramble Encompass Audit Features That Examiners Actually Verify Calyx Point...

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19 min read

Smarter Access, Safer Audits: Using Just-in-Time Admin for Financial Compliance

 In This Article Why Standing Admin Access Is the Examiner's First Question What Just-in-Time Admin Access Actually Is The Microsoft Entra PIM...

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Featured image for Microsoft 365 Security Checklist for Credit Unions: 15 Settings Your IT Team Should Verify Today

14 min read

Microsoft 365 Security Checklist for Credit Unions: 15 Settings Your IT Team Should Verify Today

Prefer to watch? Microsoft 365 does not enforce strong security out of the box. That is the whole attack. Justin walks through the exact default gaps...

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Contrast between static annual audit clipboard and dynamic continuous compliance monitoring dashboard

14 min read

Living Compliance: Why Annual Audits Are Dead in the AI Era

In This Article Your Annual Audit Was Outdated Before the Fieldwork Started The Velocity Problem: Regulatory Changes Outpace Annual Reviews Why AI...

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Microsoft 365 admin center license management dashboard on office desk

14 min read

Microsoft 365 License Audit: Are You Overpaying?

In This Article The Hidden Cost of Microsoft 365 Licensing at Financial Institutions Five Licensing Mistakes Costing You Money E3 vs. E5 vs. Business...

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Featured image for Microsoft 365 Compliance for GLBA and OCC Requirements: What Community Banks Must Configure

12 min read

Microsoft 365 Compliance for GLBA and OCC Requirements: What Community Banks Must Configure

Prefer to watch? An autonomous AI agent that touches your tenant is now a complex third-party relationship. Watch the 38-second Short on how OCC...

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M365 security audit checklist for community banks

12 min read

Microsoft 365 Security Audit Checklist for Community Banks

In This Article Why Community Banks Need a Microsoft 365 Security Audit Identity and Access Management Audit (10 Checks) Data Protection Audit (8...

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